Howard E Marchbanks

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/1997 → 07/2021
  Waddell & Reed, Inc.
  Seal Beach, CA
• 07/1997 → 07/2021
  Various Insurance Carriers For W&R Insurance Agencies, Inc.
  Santa Ana, CA
• 08/2013 → 07/2021
  United Church Of God, An International Association
  Redlands, CA
• 03/2019 → 07/2021
  James Dumbeck
  Seal Beach, CA
• 04/2019 → 07/2021
  Innovative Employee Solutions Ies
  San Diego, CA
• 05/2016 → 07/2021
  United Church Of God, An International Association
  Cincinnati, OH
• 07/2021 → Present
  Lpl Financial Llc
  Seal Beach, CA

Previous Registrations

• 1997-11-03 → 2021-07-21
  Waddell & Reed
  Moreno Valley, CA
  Whittier, CA
  Irvine, CA
  Las Vegas, NV
  Seal Beach, CA
  Irvine, CA

Other Businesses

1) 07/2021 - Non-Variable Insurance - Howard Marchbanks III - 0Hrs/Mo - Investment Related - At Reported Business Location(s)

Exams

• S66 Uniform Combined State Law Examination
  2006-08-01
• S63 Uniform Securities Agent State Law Examination
  1992-08-24

Designations

• Certified Financial Planner

Other Names

• Chip Marchbanks
• Howard E Marchbanks
• Howard Marchbanks