Best Investors Account Sign in
Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2025-07-16
  • IN RA
    APPROVED
    Since 2025-07-16

Branch Locations

150 Hauenstein Rd, Huntington, IN 46750 • United States

Fort Wayne, IN • United States

4910 Dupont Road, Fort Wayne, IN 46825 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.) Ft Wayne IN 01/2003 07/2025
Cetera Wealth Advisors, Llc El Segundo CA 07/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 07/2025 Present
  • 01/2003 → 07/2025
    Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.)
    Ft Wayne, IN
  • 07/2025 → Present
    Cetera Wealth Advisors, Llc
    El Segundo, CA
  • 07/2025 → Present
    Schaumburg, IL
Previous Registrations
Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 09/1992; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 1; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; 2. NAME OF OTHER BUSINESS: BIPPUS STATE BANK; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: BANK; START DATE: 06/2014; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL - NOT EMPLOYED BY THE INSTITUTION; APX NUMBER OF HOURS PER WEEK: 20; APX NUMBER OF HOURS DURING TRADING HOURS: 2; BRIEF DESCRIPTION OF DUTIES: FINANCIAL PROFESSIONAL - NOT EMPLOYED BY THE INSTITUTION; 3. NAME OF OTHER BUSINESS: BSB INVESTMENTS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 06/2015; POSITION/TITLE/RELATIONSHIP: FINANCIAL CONSULTANT; APX NUMBER OF HOURS PER WEEK: 12; APX NUMBER OF HOURS DURING TRADING HOURS: 12; BRIEF DESCRIPTION OF DUTIES: INVESTMENT ADVICE, FINANCIAL PLANNING;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-08-18
  • S63 Uniform Securities Agent State Law Examination
    1992-08-18

View on SEC IAPD

More in Huntington, IN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor