David Mathew Wren

Current Employers

Employment History

• 01/2013 → Present
  Cetera Advisors Llc
  Denver, CO
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 06/2026 → Present
  Safe Harbor Wealth Partners Llc
  Wall, NJ

Previous Registrations

• 2002-05-10 → 2006-05-26
  Citigroup Global Markets Inc.
  Sea Girt, NJ
  Sea Girt, NJ

Other Businesses

1.SEKI, 310 MAIN STREET FLOOR 1 AVON BY THE SEA, NJ 07717, REAL ESTATE DEVELOPMENT, PARTNER. 2. SAFE HARBOR FINANCIAL II, LLC, SAME AS OFFICE ADDRESS, START 12/01/10, REAL ESTATE, 50% OWNER, 1HR/WK. 3. NAME OF OTHER BUSINESS: SAFE HARBOR FINANCIAL, LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 5/2006; POSITION/TITLE/RELATIONSHIP: PARTNER/ REGISTERED REPRESENTATIVE; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 4. NAME OF OTHER BUSINESS: ALLAIRE PARK CONDO ASSOC ; INVESTMENT RELATED: NO; ADDRESS: 1540 HIGHWAY 138 WALL, NJ 07719 ; NATURE OF BUSINESS: CONDO ASSOCIATION ; START DATE: 10/2021 ; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER ; APX NUMBER OF HOURS PER WEEK: 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: 1 ; BRIEF DESCRIPTION OF DUTIES: HELP MANAGE AND MAINTAIN ALLAIRE PARK OFFICE COMPLEX ; 5. NAME OF OTHER BUSINESS: CHARLES COURT CONDOMINIUM ASSOC.; INVESTMENT RELATED: NO; ADDRESS: 725 JEFFERSON ST, HOBOKEN, NJ 07703; NATURE OF BUSINESS: BOARD; START DATE: 11/2023; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: MAKE DECISIONS & SET POLICY TO MANAGE HOA; 6. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 05/2024; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; 7. NAME OF OTHER BUSINESS: SAFE HARBOR WEALTH PARTNERS LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 06/2026; POSITION/TITLE/RELATIONSHIP: MEMBER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-12-08
• S63 Uniform Securities Agent State Law Examination
  1992-08-06

Designations

Other Names

• David Mathew Wren
• David Matthew Wren