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1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2026-08-24 |
| FL | RA | APPROVED | 2026-08-18 |
| ID | RA | APPROVED | 2026-08-17 |
| TX | RA | APPROVED | 2026-08-17 |
Branch Locations
225 East Deerpath Road Suite 200, Lake Forest, IL 60045 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Deerfield | IL | 01/2016 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Deerfield | IL | 11/2016 | 08/2026 |
| Janney Montgomery Scott Llc | Lake Forest | IL | 08/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-10-01 |
| S63 | Uniform Securities Agent State Law Examination | 1992-12-31 |
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