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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-08-24
FL RA APPROVED 2026-08-18
ID RA APPROVED 2026-08-17
TX RA APPROVED 2026-08-17
  • IL RA
    APPROVED
    Since 2026-08-24
  • FL RA
    APPROVED
    Since 2026-08-18
  • ID RA
    APPROVED
    Since 2026-08-17
  • TX RA
    APPROVED
    Since 2026-08-17

Branch Locations

225 East Deerpath Road Suite 200, Lake Forest, IL 60045 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Deerfield IL 01/2016 11/2016
Wells Fargo Clearing Services, Llc Deerfield IL 11/2016 08/2026
Janney Montgomery Scott Llc Lake Forest IL 08/2026 Present
Previous Registrations
  • 2016-01-14 → 2026-08-24
    Santa Rosa Beach, FL
    Deerfield, IL
    Destin, FL
    Victor, ID
  • 2007-06-20 → 2016-02-10
    Credit Suisse Securities (Usa) Llc
    Northbrook, IL
    Chicago, IL
  • 2007-04-02 → 2007-06-20
    Morgan Stanley & Co. Llc
    Riverwoods, IL
  • 2000-04-06 → 2007-04-02
    Morgan Stanley Dw Inc.
    Riverwoods, IL
    Riverwoods, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-10-01
S63 Uniform Securities Agent State Law Examination 1992-12-31
  • S65 Uniform Investment Adviser Law Examination
    1998-10-01
  • S63 Uniform Securities Agent State Law Examination
    1992-12-31

View on SEC IAPD

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