Louis D Paster

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/1992 → Present
  Ubs Financial Services Inc.
  Chicago, IL

Other Businesses

CAPITALIST HOLDINGS, INC. / 600 W CHICAGO AVE., STE 616 CHICAGO, IL / COMPANY / OTHER TECHNOLOGY / CONSULTING / IS THIS AN INDUSTRY SECTOR ORGANIZATION? NO / ROLE: OTHER I AM A 50% OWNER/ START DATE 04/04/2011. A Marital Trust of A S Paster / 57 Hampton Rd Southampton, NY 11968 / United States / No/ Active / Irrevocable trust of a deceased family member / Act as Trustee to the family trust by serving the beneficiaries who are my relatives. / Start Date 1/1/2014 /

Exams

• S66 Uniform Combined State Law Examination
  2006-05-15
• S63 Uniform Securities Agent State Law Examination
  1993-04-30