Patrick Christopher Taylor

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2012-04-03
FL	RA	APPROVED	2012-03-27

TX RA
APPROVED_RES

Since 2012-04-03
FL RA
APPROVED

Since 2012-03-27

Branch Locations

150 Second Ave. North Suite 1000, St. Petersburg, FL 33701 • United States

St Petersburg, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	St. Petersburg	FL	03/2012	Present

03/2012 → Present

Ubs Financial Services Inc

St. Petersburg, FL

Previous Registrations

1992-08-13 → 2012-03-27

Merrill Lynch, Pierce, Fenner & Smith Incorporated

St Petersburg, FL

Saint Petersburg, FL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-05-02
S63	Uniform Securities Agent State Law Examination	1992-08-18

S65 Uniform Investment Adviser Law Examination

1994-05-02
S63 Uniform Securities Agent State Law Examination

1992-08-18

Other Names

Chris Taylor

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews