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Joseph Clarence Woods

Charles Schwab & Co., Inc.

Peoria, AZ

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2023-05-25
TX RA APPROVED_RES 2019-01-02
CA RA APPROVED 2011-06-09
  • AZ RA
    APPROVED
    Since 2023-05-25
  • TX RA
    APPROVED_RES
    Since 2019-01-02
  • CA RA
    APPROVED
    Since 2011-06-09

Branch Locations

16165 North 83Rd Ave Suite #200, Peoria, AZ 85382 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Peoria AZ 04/2003 Present
Charles Schwab Bank Peoria AZ 04/2008 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-06-08
S63 Uniform Securities Agent State Law Examination 1992-07-16
  • S66 Uniform Combined State Law Examination
    2011-06-08
  • S63 Uniform Securities Agent State Law Examination
    1992-07-16
Other Names
  • Joseph Clarence Woods

View on SEC IAPD

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