Sharon Mainini Bargetto

Employer firm

Sage Financial Advisors Inc. CRD 116933

$270M regulatory AUM 205 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Pension consulting
Educational seminars
TAX PREPARATION, PLANNING, AND COMPLIANCE

From the firm’s Form ADV. Read the guides:

Current Employers

Sage Financial Advisors Inc.

8980 E. Raintree Drive Suite 120, Scottsdale, AZ 85260 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2007-05-02

CA RA
APPROVED

Since 2007-05-02

Branch Locations

Scotts Valley, CA • United States

8980 E. Raintree Drive Suite 120, Scottsdale, AZ 85260 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Self-Employed	Scotts Valley	CA	06/1993	Present
Sage Financial Advisors, Inc.	Scotts Valley	CA	11/2006	Present

06/1993 → Present

Self-Employed

Scotts Valley, CA
11/2006 → Present

Sage Financial Advisors, Inc.

Scotts Valley, CA

Previous Registrations

2002-12-10 → 2008-02-06

Ernst & Young Investment Advisers Llp

San Jose, CA

Other Businesses

1.) name and address of the other business: Sharon M. Bargetto, CPA the nature of the other business, including whether it is investment-related: Tax Preparation and Tax Planning Not investment related start date of your relationship with the other business: 1992 approximate number of hours per month you devote to the other business: 100 hours all year (mostly during tax time) (2) Real Estate, Rental Properties Not investment related

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2002-06-29

S65 Uniform Investment Adviser Law Examination

2002-06-29

Designations

Certified Financial Planner

Other Names

Sharon Lynn Mainini
Sharon Bargetto

View on SEC IAPD