Sharon Mainini Bargetto

Current Employers

Sage Financial Advisors Inc.

8980 E. Raintree Drive Suite 120, Scottsdale, AZ 85260 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2007-05-02

CA RA
APPROVED

Since 2007-05-02

Branch Locations

Scotts Valley, CA • United States

8980 E. Raintree Drive Suite 120, Scottsdale, AZ 85260 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Self-Employed	Scotts Valley	CA	06/1993	Present
Sage Financial Advisors, Inc.	Scotts Valley	CA	11/2006	Present

06/1993 → Present

Self-Employed

Scotts Valley, CA
11/2006 → Present

Sage Financial Advisors, Inc.

Scotts Valley, CA

Previous Registrations

2002-12-10 → 2008-02-06

Ernst & Young Investment Advisers Llp

San Jose, CA

Other Businesses

1.) name and address of the other business: Sharon M. Bargetto, CPA the nature of the other business, including whether it is investment-related: Tax Preparation and Tax Planning Not investment related start date of your relationship with the other business: 1992 approximate number of hours per month you devote to the other business: 100 hours all year (mostly during tax time) (2) Real Estate, Rental Properties Not investment related

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2002-06-29

S65 Uniform Investment Adviser Law Examination

2002-06-29

Designations

Other Names

Sharon Lynn Mainini
Sharon Bargetto

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