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William Robert Eastman

Stifel, Nicolaus & Company, Incorporated

Pinehurst, NC

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2009-10-22
NC RA APPROVED 2009-04-30
  • TX RA
    APPROVED_RES
    Since 2009-10-22
  • NC RA
    APPROVED
    Since 2009-04-30

Branch Locations

7 Village Club Court Suite 100, Pinehurst, NC 28374 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc Pinehurst NC 03/2009 Present
  • 03/2009 → Present
    Stifel Nicolaus & Co Inc
    Pinehurst, NC
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-01-05
S63 Uniform Securities Agent State Law Examination 1992-08-07
  • S65 Uniform Investment Adviser Law Examination
    1993-01-05
  • S63 Uniform Securities Agent State Law Examination
    1992-08-07
Designations

View on SEC IAPD

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WELLS FARGO CLEARING SERVICES, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
FIRST CITIZENS INVESTOR SERVICES, INC.
TRUIST ADVISORY SERVICES, INC.

Other Investors

Lorin Noelle Wagler
JOHN PATRICK HUTCHINSON
ROBERT JAY WAGLER
MARK ALAN BARE
Gregory Robert Grimshaw
Troy Puchalski
Kevin M Ley
THOMAS PATRICK WALTERS

Other Offices

RELIANT INVESTMENT PARTNERS, LLC · PINEHURST, NC
GOLDEN PINE ADVISORY, LLC · PINEHURST, NC
EDWARD JONES · PINEHURST, NC
LEVEL FOUR ADVISORY SERVICES · PINEHURST, NC
WELLS FARGO CLEARING SERVICES, LLC · PINEHURST, NC
STATE FARM INVESTMENT MANAGEMENT CORP. · West End, NC
FIRST CITIZENS INVESTOR SERVICES, INC. · PINEHURST, NC
TRUIST ADVISORY SERVICES, INC. · PINEHURST, NC

More in Pinehurst, NC

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