Allan John Klenke

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2013 → 08/2020
  Ubs Financial Services Inc.
  Houston, TX
• 08/2020 → Present
  Morgan Stanley Smith Barney Llc
  Houston, TX
• 10/2020 → Present
  Morgan Stanley Private Bank, N.A
  New York, NY

Previous Registrations

• 1992-07-20 → 2020-09-08
  Ubs Financial Services Inc.
  Houston, TX
  Weehawken, NJ
  Houston, TX
  Sugar Land, TX
  Houston, TX
  Houston, TX
  Mishawaka, IN

Other Businesses

*410074 - Four Horsemen Ranch LLC; Investment related - Yes; San Antonio, Texas; Agriculture; Partner (proprietor, partner, officer, director, employee, trustee, agent); 04/2013; During business hours: 0; After business hours: 8; *663467- University of Kansas Business School; Investment related: No; Lawrence, Kansas; Public Schools; Advisory Board Member (proprietor, partner, officer, director, employee, trustee, agent); 10/2025; During business hours: 0; After business hours: 1; Advise Business School on new CFP program

Exams

• S65 Uniform Investment Adviser Law Examination
  1992-07-24
• S63 Uniform Securities Agent State Law Examination
  1992-07-17

Other Names

• Allan J Klenke