Kristen Marie Roy

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2021-03-15
MI	RA	APPROVED	2010-10-30

TX RA
APPROVED

Since 2021-03-15
MI RA
APPROVED

Since 2010-10-30

Branch Locations

3887 Okemos Rd Ste A1, Okemos, MI 48864 • United States

1310 S Main St Ste 14, Ann Arbor, MI 48104 • United States

Saline, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Ann Arbor	MI	09/2005	03/2023
Ameriprise Financial Service, Llc	Ann Arbor	MI	06/2023	Present

09/2005 → 03/2023

Ameriprise Financial Services, Inc.

Ann Arbor, MI
06/2023 → Present

Ameriprise Financial Service, Llc

Ann Arbor, MI

Other Businesses

Business Ownership; RNB Greenlight LLC; Owner; LLC to support Ameriprise franchise business; 1851 Ridgewood Cir, , Saline, MI, 48176; Investment-Related; 12/07/2020; 60 hours per month; 60 during trading hours / Simplified Divorce Solutions LLC DBA Verdant Bloom Divorce Consulting; Owner; Consulting; 1851 Ridgewood Cir, , Saline, MI, 48176; Not Investment-Related; 12/01/2016; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; RNB Greenlight LLC; Owner; Manage advisory business; 1851 Ridgewood Cir, , Saline, MI, 48176; Investment-Related; 01/01/2025; 60 hours per month; 60 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-10-25

S66 Uniform Combined State Law Examination

2010-10-25

Designations

Certified Financial Planner

Other Names

Kristen Marie D Agostino
Kristen Marie D Agostino

View on SEC IAPD