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Dorene Lynn Soscia

Morgan Stanley

Providence, RI

Middleton, MA

North Providence, RI

CRD 2252770

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-04-02
RI RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2020-04-02
  • RI RA
    APPROVED
    Since 2009-06-01

Branch Locations

One Financial Plaza 19Th Floor, Providence, RI 02903 • United States

35 Village Road Suite 601, Middleton, MA 01949 • United States

North Providence, RI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Providence RI 06/2009 06/2017
Morgan Stanley Middleton MA 06/2017 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-03-09
S63 Uniform Securities Agent State Law Examination 1992-07-30
  • S65 Uniform Investment Adviser Law Examination
    1995-03-09
  • S63 Uniform Securities Agent State Law Examination
    1992-07-30

View on SEC IAPD

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