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William Victor Caddick

Ameriprise Financial Services, LLC

Carson City, NV

Leawood, KS

Oakland, CA

CRD 5017990

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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2024-07-23
CA RA APPROVED 2021-10-06
TX RA APPROVED_RES 2016-06-10
MI RA APPROVED 2010-09-20
  • KS RA
    APPROVED
    Since 2024-07-23
  • CA RA
    APPROVED
    Since 2021-10-06
  • TX RA
    APPROVED_RES
    Since 2016-06-10
  • MI RA
    APPROVED
    Since 2010-09-20

Branch Locations

709 E Telegraph St, Carson City, NV 89701 • United States

4851 W 134Th St Ste C, Leawood, KS 66209 • United States

Oakland, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Troy MI 08/2005 03/2020
Ameriprise Financial Services, Llc Pleasanton CA 03/2020 Present
Other Businesses

Real Estate Ownership; Single Family; 1866 Hyland Street, , Ferndale, MI, 48220; Investment-Related; 01/09/2022.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-08-02
  • S66 Uniform Combined State Law Examination
    2010-08-02
Other Names
  • William Victor Caddick

View on SEC IAPD

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