Michael Fowler

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2017 → 09/2017
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Vienna, VA
• 06/2014 → 03/2017
  Wells Fargo
  Charlotte, NC
• 09/2017 → 11/2017
  Bank Of America, N.A.
  Vienna, VA
• 11/2017 → 09/2024
  Citigroup
  Vienna, VA
• 09/2024 → Present
  Wells Fargo Clearing Services, Llc (
  Mclean, VA

Previous Registrations

• 2017-11-20 → 2024-09-11
  Citigroup Global Markets Inc.
  New York, NY
  Vienna, VA
  Vienna, VA
  Chicago, IL
  Washington, DC
  Washington, DC
  Gloucester, VA
  Falls Church, VA
  Arlington, VA
  Reston, VA
  Chicago, IL
  Miami, FL
  Centreville, VA
  Falls Church, VA
  Fort Mill, SC
  Mclean, VA
  Vienna, VA
  San Antonio, TX
  Chicago, IL
  Washington, DC
  Vienna, VA
  Mclean, VA
  Falls Church, VA
• 2017-07-19 → 2017-11-16
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Vienna, VA
  Reston, VA
• 2013-08-21 → 2014-12-31
  Juniper Capital Management, Llc
  Falls Church, VA
• 2010-03-31 → 2011-06-28
  Morgan Stanley
  Washington, DC
• 2009-06-22 → 2010-04-08
  Waddell & Reed
  Vienna, VA
• 2003-08-26 → 2008-02-12
  Castlemaine Partners, Llc
  Vienna, VA

Exams

• S66 Uniform Combined State Law Examination
  2017-07-18
• S65 Uniform Investment Adviser Law Examination
  1997-02-14
• S63 Uniform Securities Agent State Law Examination
  1992-09-04

Other Names

• Mike Fowler
• Mitch Fowler
• Michael Kenny Fowler
• Michael K Fowler