Mark A Hershenson

CRD 2252399

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2022-09-06
FL	RA	APPROVED	2022-09-02

TX RA
APPROVED_RES

Since 2022-09-06
FL RA
APPROVED

Since 2022-09-02

Branch Locations

4050 West Boy Scout Boulevard, Tampa, FL 33607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Commonwealth Capital Securities Corp.	Clearwater	FL	04/2002	08/2020
E*Trade Securities Llc	Temple Terrace	FL	03/2021	06/2022
Unemployed	Tampa	FL	08/2020	03/2021
Morgan Stanley Smith Barney Llc	Temple Terrace	FL	06/2022	Present

04/2002 → 08/2020

Commonwealth Capital Securities Corp.

Clearwater, FL
03/2021 → 06/2022

E*Trade Securities Llc

Temple Terrace, FL
08/2020 → 03/2021

Unemployed

Tampa, FL
06/2022 → Present

Morgan Stanley Smith Barney Llc

Temple Terrace, FL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-09-01
S63	Uniform Securities Agent State Law Examination	1992-08-17

S66 Uniform Combined State Law Examination

2022-09-01
S63 Uniform Securities Agent State Law Examination

1992-08-17

Other Names

Mark Allen Hershenson

View on SEC IAPD

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