Brad Douglas Stein

Current Employers

Employment History

• 04/2000 → Present
  Lpl Financial Llc
  York, PA
• 05/2003 → Present
  The Financial Advisory Group
  York, PA
• 05/2003 → Present
  Lpl Financial Llc
  York, PA

Previous Registrations

• 1996-01-01 → 2003-05-15
  Asset Management Concepts, Inc.
  York, PA

Other Businesses

1. 9/4/2013 - THE FINANCIAL ADVISORY GROUP LTD - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 12/5/2013 - FORTY-FIVE WB - Investment Related - 45 WYNTRE BROOKE DRIVE, YORK, PA - REAL ESTATE RENTAL - Time Spent 5% - WE OWN OUR OFFICE BUILDING WHICH HOUSES THE FINANCIAL ADVISORY GROUP. 3. 11/17/2014 - CAPITOL METRO FINANCIAL SERVICES, INC. - Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE - Agent - Started 01/01/2014 - 0 Hours Per Month. 4. 12/10/2018 - No Business Name - Investment Related - Dallastown, PA 17313 - Real Estate Rental - Started 01/02/2018 - 5 Hours Per Month/0 Hours During Securities Trading. 5. 11/19/2020 - The Financial Advisory Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Started 05/09/2003 - 15 Hours Per Month During Securities Trading - I provide financial planning and consulting services through The Financial Advisory Group, an independent investment advisor firm. I started this business activity in 05/2003. I expect to spend approximately 15 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial.

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-06-23
• S63 Uniform Securities Agent State Law Examination
  1992-09-09

Designations