Wade Norman Roberts

Employer firm

Osaic Advisory Services, LLC CRD 171070

$15.5B regulatory AUM 170 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2016 → 11/2016
  Wells Fargo Advisors, Llc
  Canton, GA
• 11/2016 → 07/2021
  Wells Fargo Clearing Services, Llc
  Canton, GA
• 07/2021 → 08/2024
  Triad Advisors
  Norcross, GA
• 07/2021 → 08/2024
  Triad Hybrid Solutions
  Norcross, GA
• 08/2024 → Present
  Osaic Wealth, Inc.
  Kennesaw, GA
• 08/2024 → Present
  Osaic Advisory Services, Llc
  Woodstock, GA

Previous Registrations

• 2016-08-25 → 2021-08-05
  Wells Fargo Clearing Services, Llc
  Canton, GA
  Canton, GA
  Atlanta, GA
  Canton, GA
  Woodstock, GA
• 2009-06-24 → 2016-08-22
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Alpharetta, GA

Other Businesses

1) Roberts Wealth Management -investment related; 125 Town Park Drive Suite 300, Kennesaw, GA 30144; RIA and DBA; IAR and registered rep; 7/2021; 160 hrs/month; 6.5 hrs during trading; provide investment advice, financial planning 2) Notary -not investment related; 125 Town Park Drive Suite 300, Kennesaw, GA 30144; notary services; notary; 11/8/2021; 1 hr/month; .15 hrs during trading; providing notary services for clients

Exams

• S66 Uniform Combined State Law Examination
  2009-12-17
• S63 Uniform Securities Agent State Law Examination
  1995-11-20