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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2024-06-11 |
| TX | RA | APPROVED | 2024-05-16 |
Branch Locations
One Financial Plaza 1350 Main St, Springfield, MA 01103 • United States
4707 Executive Dr, San Diego, CA 92121-3091 • United States
1350 Main St One Financial Plaza, Springfield, MA 01103 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lincoln Financial Securities Corporation | Springfield | MA | 10/2011 | 05/2024 |
| Lpl Financial Llc | Springfield | MA | 05/2024 | Present |
1) 05/14/2024 - Martin Cunningham - Real Estate Rental - Owner - MA 01104 - Investment related - 1 Hour per month - Start date: 06/01/1998. 2) 05/14/2024 - Real Estate Rental - Owner - MA 01104 - Investment related - 1 Hour per month - Start date: 08/01/1998. 3) 05/14/2024 - Cunningham Financial Management - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 8 Hours per month. 4) 05/14/2024 - CITY LINE CAPITAL, Inc dba City Line Cafe - Other - Business Owner - manage small pub - MA 01107 - Non investment related - 20 Hours per month - Start date: 06/01/2012. 5) 05/14/2024 - M & A CIRCLE, LLC - Real Estate Rental - Manage 3 buildings, collect rents - MA 01107 - Non investment related - 2 Hours per month - Start date: 03/03/2022.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2009-11-04 |
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