Marc Angelo De Fiori

Employer firm

Edelman Financial Engines CRD 104510

$326B regulatory AUM 322,130 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2013 → 03/2017
  Scottrade
  Issaquah, WA
• 03/2019 → 06/2020
  Fidelity Brokerage Services Llc
  Tukwila, WA
• 03/2017 → 03/2019
  Unemployed
  Tukwila, WA
• 08/2022 → 03/2026
  Financial Engines Advisors L.L.C.
  Santa Clara, CA
• 06/2020 → 03/2022
  Unemployed
  Black Diamond, WA
• 03/2022 → 08/2022
  Tractor Supply
  Enumclaw, WA
• 03/2026 → Present
  Edelman Financial Engines
  Santa Clara, CA

Previous Registrations

• 2019-07-23 → 2020-06-30
  Fidelity Personal And Workplace Advisors
  Tukwila, WA
• 2016-09-16 → 2017-03-17
  Scottrade Investment Management
  Saint Louis, MO
• 2011-06-24 → 2012-04-18
  Morgan Stanley
  Kirkland, WA
• 2008-06-20 → 2009-09-03
  Signator Financial Services, Inc.
  Bellevue, WA
• 2008-01-15 → 2008-06-09
  Charles Schwab & Co., Inc.
  Bellevue, WA
• 2006-01-26 → 2007-12-04
  Td Ameritrade, Inc.
  Bellevue, WA
• 2006-04-25 → 2007-12-04
  Td Ameritrade Investment Management, Llc
  Bellevue, WA
• 2005-06-29 → 2006-01-30
  Wamu Investments, Inc.
  Sammamish, WA
• 2004-11-25 → 2005-06-23
  A. G. Edwards & Sons, Inc.
  Kirkland, WA

Exams

• S66 Uniform Combined State Law Examination
  2004-11-24
• S65 Uniform Investment Adviser Law Examination
  1996-10-29
• S63 Uniform Securities Agent State Law Examination
  1992-12-21

Other Names

• Marc A Defiori
• Marc Angelo Defiori