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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2020-06-08 |
Branch Locations
119A Professional Park Dr, Seneca, SC 29678-2558 • United States
4481 Oleander Dr Ste 1B, Myrtle Beach, SC 29577 • United States
Myrtle Beach, SC • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Voya Financial Advisors | Myrtle Beach | SC | 09/2014 | 06/2020 |
| Carolinas Wealth Management | Columbia | SC | 04/2007 | 06/2020 |
| Ameriprise Financial Services, Llc | Myrtle Beach | SC | 06/2020 | Present |
Business Ownership; Carolinas Wealth Management Inc.; Managing Partner; Financial Planning; 1300 Professional Drive, Suite 202, , Myrtle Beach, SC, 29577; Investment-Related; 06/08/2020; 40 to 59 hours per month; 40 to 59 during trading hours / Med Pro; Co-owner; The business will be a Med Spa; 7727 N Kings Hwy, , Myrtle Beach, SC, 29572; Not Investment-Related; 12/08/2025; 0 hours per month; 0 during trading hours. Outside Employment; Carolinas Wealth Management Inc.; Managing Partner - Financial Planning; ; 1300 Professional Drive, Suite 202, , Myrtle Beach, SC, 29577; Investment-Related; 06/08/2020; 40 to 59 hours per month; 40 to 59 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-03-02 |
| S63 | Uniform Securities Agent State Law Examination | 1992-07-06 |
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