Shawn Michael Maloney

Employer firm

Ae Wealth Management, LLC CRD 282580

$49.8B regulatory AUM 10 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2024 → 02/2025
  Financial & Tax Architects, Llc
  Lawrenceville, GA
• 01/2020 → Present
  Retire Wise, Llc
  Lawrenceville, GA
• 05/2021 → 09/2023
  Alfa Insurance
  Loganville, GA
• 12/2014 → 04/2023
  Nice Actimize
  Atlanta, GA
• 02/2025 → Present
  Ae Wealth Management, Llc
  Topeka, KS

Previous Registrations

• 2024-11-20 → 2025-02-11
  Financial & Tax Architects, Llc
  Lawrenceville, GA
  St. Louis, MO
  Snellville, GA

Other Businesses

1) RETIRE WISE, LLC; YES INVESTMENT RELATED; 344 SCENIC HIGHWAY LAWRENCEVILLE, GA 30046; RETIREMENT AND FINANCIAL PLANNING, INSURANCE/ANNUITIES; OWNER/CEO; 1/2020; 180HRS/MO; 120HRS/MO DURING SECURITIES TRADING HOURS; PREPARING RETIREMENT AND FINANCIAL PLANNING FOR CLIENTS. INSURANCE AND ANNUITIES SALES. RUNNING ALL ASPECTS OF THE COMPANY AND MANAGING OUR TEAM. 2) FMT SOLUTIONS LLC; YES INVESTMENT RELATED; 344 SCENIC HWY LAWRENCEVILLE, GA 30046; FINANCIAL EDUCATION COURSES; MEMBER SUBSCRIBER; 03/2025; 18HRS/MO; 12HRS/MO DURING SECURITIES TRADING HOURS; PRESENTING FINANCIAL EDUCATION COURSES; 3) AUTHOR OF "THE PRIORITY OF RETIREMENT"; NOT INVESTMENT RELATED; 344 SCENIC HWY LAWRENCEVILLE, GA 30046; AUTHOR; OWNER; 3/18/2024; 5HRS/MO; 5HRS/MO DURING SECURITIES TRADING HOURS; OWNER AND AUTHOR OF THE BOOK. GIVE TO PROSPECTS AND CLIENTS. 4) ESTATE PLANNING DOCUMENT SERVICES; NOT INVESTMENT RELATED; 344 SCENIC HIGHWAY LAWRENCEVILLE, GA 30046; ESTATE PLANNING; FACILITATOR; 6/2/2025; APPROX. 10HRS/MO; APPROX. 5HRS/MO DURING SECURITIES TRADING HOURS; INTRODUCE, COORDINATE, AND PROVIDE ACCESS TO PLATFORM FOR CLIENTS TO PREPARE ESTATE PLANNING DOCUMENTS. 5) AFC - ASSOCIATION OF FINANCIAL CONSULTANTS; NOT INVESTMENT RELATED; 2973 W STATE RD, STE 300 LONGWOOD, FL 32779; FINANCIAL LITERACY; MEMBER EDUCATOR; 11/7/2025; 8HRS/MO; 2HRS/MO DURING SECURITIES TRADING HOURS; FINANCIAL LITERACY THROGH EDUCATION WORKSHOPS. 6) AFE - ASSOCIATION OF FINANCIAL EDUCATORS; NOT INVESTMENT RELATED; 344 SCENIC HIGHWAY N, LAWRENCEVILLE, GA 30046; FINANCIAL LITERACY THROUGH EDUCATION WORKSHOPS; MEMBER EDUCATOR; 12/8/2025; 8HRS/MO; 2HRS/MO DURING SECURITIES TRADING HOURS; FINANCIAL LITERACY THROUGH EDUCATION WORKSHOPS. 7) MY RETIREMENT WORKSHOPS; NOT INVESTMENT RELATED; 344 SCENIC HWY N, LAWRENCEVILLE, GA 30046; FINANCIAL EDUCATION COURSES; MEMBER SUBSCRIBER; 4/2026; 6HRS/MO; 2HRS/MO DURING SECURITIES TRADING HOURS; PRESENTING FINANCIAL EDUCATION COURSES.

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-11-19