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Brian Christopher Thompson

Northland Securities, Inc.

Leawood, KS

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Current Employers
Northland Securities, Inc.

150 South 5Th Street Suite 3300, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2025-10-13
  • KS RA
    APPROVED
    Since 2025-10-13

Branch Locations

9400 Mission Road, Leawood, KS 66206 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Country Club Bank Kansas City MO 08/1991 09/2025
Country Club Financial Services, Inc. Kansas City MO 08/1991 12/2017
Money Concepts Capital Corp. Palm Beach Gardens FL 12/2017 09/2025
Northland Securities, Inc. Minneapolis MN 10/2025 Present
Previous Registrations
  • 2017-12-02 → 2025-09-30
    Money Concepts Capital Corp
    Prairie Village, KS
    Palm Beach Gardens, FL
    Palm Beach Gardens, FL
    Saint Peters, MO
    Prairie Village, KS
  • 2003-08-28 → 2017-12-01
    Country Club Financial Services, Llc
    Prairie Village, KS
    Prairie Village, KS
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-11-16
S63 Uniform Securities Agent State Law Examination 1998-06-02
  • S65 Uniform Investment Adviser Law Examination
    2000-11-16
  • S63 Uniform Securities Agent State Law Examination
    1998-06-02
Other Names
  • Brian Thompson
  • Brian Christopher Thompson
  • Chris Thompson

View on SEC IAPD

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Other Investors

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MATTHEW JOHN SCHOENFELD
NATHAN DAVID PAULSON
Michael Nathan Paulson
MICHAEL FRANK BACA
THOMAS SCOTT WOODWARD

Other Offices

LPL FINANCIAL LLC · LEAWOOD, KS
LPL FINANCIAL LLC · LEAWOOD, KS
STATE FARM INVESTMENT MANAGEMENT CORP. · Leawood, KS
FIRST NATIONAL ADVISERS, LLC · Overland Park, KS
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · OVERLAND PARK, KS
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · OVERLAND PARK, KS
TFB ADVISORS, LLC · OVERLAND PARK, KS
BEACON WEALTH ADVISORY · OVERLAND PARK, KS

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