Bruce Evan Risler

Current Employers

Employment History

• 08/1997 → Present
  Lpl Financial Llc
  Plymouth Meeting, PA
• 12/2013 → Present
  Private Advisor Group, Llc
  Morristown, NJ

Other Businesses

1. 01/09/2018 - Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - start date 01/07/2013 - 160 hours per month/120 hours during securities trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 1/9/2018. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 2) 03/03/2008- DBA for LPL Business (entity for LPL business)- Risler Financial Management, LLC.- INV Related- At listed business location(s) 3) 05/24/2010- Non-Variable Insurance- Fixed Insurance products through an Insurance brokerage firm or general agent. Title: Insurance agent; duties: prospecting and sales.- INV Related- At listed business location(s) 4) 01/23/2012- DBA for LPL Business (entity for LPL business)- Risler Financial- INV Related- At listed business location(s) 5) 03/10/2014- Transformation Yoga Project- Non-Profit Board Member- Transformation Yoga Project (TYP) is a not-for-profit in the early stages of establishment and planning, focused on healthy initiatives of the mind and body, with an emphasis on at-risk youth and incarcerated individuals. My Role: Board Member- Not INV Related- At listed business location(s) 6) 05/05/2014- Private Advisor Group- Registered Investment Advisor- Yes. I provide Financial Plans at either a fixed fee or hourly rate, as well as hourly consulting, and PCAP.- INV Related- At listed business location(s) 7) 12/08/2016- Private Advisor Group- Registered Investment Advisor DBA- I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 12/08/16. I expect to spend approximately 40 hours/month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.- INV Related- At Plymouth Meeting, PA- Start date 10/07/14- 40 Hours Per Month- 40 Hours During Trading 8) 12/16/2024- FINRA- FINRA Arbitrator- Not INV Related- Home based- Start date 12/02/2024- 4 Hours Per Month- 2 Hours During Trading

Exams

• S63 Uniform Securities Agent State Law Examination
  1992-07-30