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80 East Passaic Avenue, Nutley, NJ 07110 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-06 |
| NJ | RA | APPROVED | 2020-12-01 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Polo Financial | Nutley | NJ | 12/2000 | Present |
| Cetera Financial Specialists Llc | Schaumburg | IL | 10/2005 | 10/2020 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 10/2005 | 10/2020 |
| Retirement Wealth Management, Llc | Nutley | NJ | 10/2020 | Present |
1)POLO FINANCIAL - DBA; INV REL; NUTLEY, NJ 07110 PUBLIC ACCTG/TAX/CONSULT PRACTICE TOTLE:OWNER/MEMBER STARTED 12/15/00 DUTIES: UPDATING TAX CLIENT'S BOOK & REWARDS, PERSONAL & CORPORATE TAX RETURNS,CONSULTI & MGMT ADVICE WORK 60 HRS/WK THIS BUS. IS A SINGLE MEMBER LLC; 2) BENEFIT SOLUTIONS, NOT INVESTMENT RELATED, RECEIVES REFERRAL COMMISSIONS ON HEALTH INSURANCE, SINCE 01/04
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-05-21 |
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