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Kitty Han Yee Kong

Morgan Stanley

Morristown, NJ

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-03-23
NJ RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2012-03-23
  • NJ RA
    APPROVED
    Since 2009-06-01

Branch Locations

340 Mount Kemble Avenue, Morristown, NJ 07960 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley & Co., Incorporated Morristown NJ 04/2007 Present
Morgan Stanley Smith Barney Morristown NJ 06/2009 Present
  • 04/2007 → Present
    Morgan Stanley & Co., Incorporated
    Morristown, NJ
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Morristown, NJ
Previous Registrations
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Morristown, NJ
  • 2005-06-28 → 2007-04-02
    Morgan Stanley Dw Inc.
    Morristown, NJ
    Morristown, NJ
  • 2002-06-21 → 2005-07-06
    Rbc Capital Markets, Llc
    Florham Park, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-06-14
S63 Uniform Securities Agent State Law Examination 1996-04-15
  • S65 Uniform Investment Adviser Law Examination
    1999-06-14
  • S63 Uniform Securities Agent State Law Examination
    1996-04-15
Other Names
  • Han Yee Kong

View on SEC IAPD

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Other Offices

EDWARD JONES · MORRISTOWN, NJ
CIRCLE SQUARED ALTERNATIVE INVESTMENTS, LLC · MORRISTOWN, NJ
LPL FINANCIAL LLC · MORRISTOWN, NJ
KIELY CAPITAL MANAGEMENT, INC. · MORRISTOWN, NJ
LPL FINANCIAL LLC · MORRISTOWN, NJ
MML INVESTORS SERVICES, LLC · Morristown, NJ
EQUITABLE ADVISORS, LLC · MORRISTOWN, NJ
HIMCO, LLC · MORRISTOWN, NJ

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