Mark Jeffrey Green

Employer firm

Rfg Advisory, LLC CRD 158401

$7.97B regulatory AUM 12 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Rfg Advisory, Llc

1400 Urban Center Drive Suite 475, Vestavia Hills, AL 35242-2245 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2019-05-31

TX RA
APPROVED

Since 2019-05-31

Branch Locations

College Station, TX • United States

1400 Urban Center Drive Suite 475, Vestavia Hills, AL 35242-2245 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Rfg Advisory, Llc	Vestavia Hills	AL	05/2019	Present
Wells Fargo	Bryan	TX	08/2012	05/2019
Private Client Services	College Station	TX	05/2019	Present

05/2019 → Present

Rfg Advisory, Llc

Vestavia Hills, AL
08/2012 → 05/2019

Wells Fargo

Bryan, TX
05/2019 → Present

Private Client Services

College Station, TX

Previous Registrations

2012-08-03 → 2019-06-10

Wells Fargo Clearing Services, Llc

Bryan, TX
2009-06-01 → 2012-08-08

Morgan Stanley

College Station, TX
2008-11-21 → 2009-06-01

Morgan Stanley & Co. Llc

Bryan, TX
2005-06-17 → 2008-12-01

Merrill Lynch, Pierce, Fenner & Smith Incorporated

College Station, TX

College Station, TX
2000-12-13 → 2005-06-27

Wells Fargo Investments, Llc

Bryan, TX

Other Businesses

1) GFG WEALTH ADVISORS LLC. 1645 GREENS PRAIRIE RD W, SUITE 503B, COLLEGE STATION, TX 77845. INVESTMENTS. FINANCIAL ADVISOR. 150 HOURS/MO/ 150 DURING TRADING HOURS. 2) CRUMP INSURANCE. 280 SOUTH 400 WEST SUITE #100. INSURANCE. AGENT. 100 HOURS/MO; 100 DURING TRADING HOURS. 3) SUL ROSS MASONIC LODGE #1300. 3411 LONGMIRE DR, COLLEGE STTION, TX 77845. FRATERNAL ORGANIZATION. MEMBER. 20 HOURS/MO; 0 DURING TRADING HOURS. 4) BRYAN BROADCASTING/COLLEGE STATION ISD. 2700 EARL RUDDER FWYS, #5000, COLLEGE STATION, TX 77845. FOOTBALL/ATHLETICS. SPOTTER FOR STADIUM ANNOUNCER. PLAY BY PLAY/COLOR ANALYST FOR MIDDLE/HIHG SCHOOL FOOTBALL RADIO. 0 HOURS DURING TRADING HOURS. 5) BRAZOS VALLEY COUNCIL FOR ALCHOL AND SUBSTANCE ABUSE (BVCASA). 405 WEST 28TH ST, BRYAN, TX 77803. TREATMENT & REHAB FOR ALOHOL AND SUBSTANCE ABUSE- IMPATIENT AND OUTPATIENT. BOARD MEMBER/SECRETARY. 2 HRS/MO; 2 DURING TRADING HRS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-12-29
S63	Uniform Securities Agent State Law Examination	1994-08-23

S65 Uniform Investment Adviser Law Examination

1999-12-29
S63 Uniform Securities Agent State Law Examination

1994-08-23

View on SEC IAPD