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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2022-09-29
PA RA APPROVED 2021-10-14
TX RA APPROVED 2021-10-14
  • NJ RA
    APPROVED
    Since 2022-09-29
  • PA RA
    APPROVED
    Since 2021-10-14
  • TX RA
    APPROVED
    Since 2021-10-14

Branch Locations

1200 Liberty Ridge Dr Ste 210, Wayne, PA 19087 • United States

Avalon, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Berwyn PA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Berwyn PA 11/2016 10/2021
Wells Fargo Advisors Financial Network, Llc Wayne PA 10/2021 Present
Previous Registrations
Other Businesses

STEVEN G. KRAUS LLC, INV RELATED, BERWYN, PA, 100% OWNERSHIP, START 7/2/2021, 2 HOURS PER MONTH, 2 HOURS DURING TRADING, FINET PRACTICE. | HUNTINGTON KRAUS FINANCIAL GROUP LLC, INV RELATED, BERWYN, PA, 41% OWNERSHIP, START 7/16/2021, 2 HOURS PER MONTH, 2 HOURS DURING TRADING, FINET PRACTICE. | POWER OF ATTORNEY FOR MARGARET R KRAUS; NOT INV RELATED; BERWYN, PA; POA; START DATE 12/20/2024; 2 HOURS PER MONTH; 0 HOURS DURING TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-01-30
S63 Uniform Securities Agent State Law Examination 1992-07-24
  • S65 Uniform Investment Adviser Law Examination
    1995-01-30
  • S63 Uniform Securities Agent State Law Examination
    1992-07-24
Other Names
  • Steven G Kraus

View on SEC IAPD

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