Edward Albert Wardle

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
NH	RA	APPROVED	2024-01-23
NY	RA	APPROVED	2021-04-26

NH RA
APPROVED

Since 2024-01-23
NY RA
APPROVED

Since 2021-04-26

Branch Locations

Candia, NH • United States

380 N. Broadway Suite 206, Jericho, NY 11753 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Janney Montgomery Scott Llc	Garden City	NY	08/2007	11/2016
Osaic Wealth, Inc.	Jericho	NY	11/2016	Present

08/2007 → 11/2016

Janney Montgomery Scott Llc

Garden City, NY
11/2016 → Present

Osaic Wealth, Inc.

Jericho, NY

Previous Registrations

2007-09-21 → 2016-12-09

Janney Montgomery Scott Llc

Garden City, NY

Other Businesses

1) INSURANCE POSITION: agent NATURE: insurance (life/health) INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 06/14/1995 ADDRESS: 380 n Broadway STE 206, Jericho NY 11753 DESCRIPTION: selling life insurance when needed or LTC care when need by clients

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1995-09-05
S63	Uniform Securities Agent State Law Examination	1992-07-15

S65 Uniform Investment Adviser Law Examination

1995-09-05
S63 Uniform Securities Agent State Law Examination

1992-07-15

View on SEC IAPD