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Michael C Schloss

Cavanal Hill Investment Management, Inc.

Tulsa, OK

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Current Employers
Cavanal Hill Investment Management, Inc.

One Williams Center 15Th Floor, Tulsa, OK 74172-0172 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2017-02-22
CA RA APPROVED 2012-11-30
AR RA APPROVED 2007-12-18
AZ RA APPROVED 2007-11-29
MO RA APPROVED 2007-11-06
NM RA APPROVED 2007-11-05
CO RA APPROVED 2007-11-02
TX RA APPROVED_RES 2007-11-02
OK RA APPROVED 2001-06-01
  • KS RA
    APPROVED
    Since 2017-02-22
  • CA RA
    APPROVED
    Since 2012-11-30
  • AR RA
    APPROVED
    Since 2007-12-18
  • AZ RA
    APPROVED
    Since 2007-11-29
  • MO RA
    APPROVED
    Since 2007-11-06
  • NM RA
    APPROVED
    Since 2007-11-05
  • CO RA
    APPROVED
    Since 2007-11-02
  • TX RA
    APPROVED_RES
    Since 2007-11-02
  • OK RA
    APPROVED
    Since 2001-06-01

Branch Locations

One Williams Center 15Th Floor, Tulsa, OK 74192 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of Oklahoma Tulsa OK 10/2000 Present
Cavanal Hill Investment Management, Inc Tulsa OK 06/2008 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-11-09
S63 Uniform Securities Agent State Law Examination 1992-09-01
  • S65 Uniform Investment Adviser Law Examination
    1992-11-09
  • S63 Uniform Securities Agent State Law Examination
    1992-09-01
Other Names
  • Mike Schloss

View on SEC IAPD

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