Grant Allen Baker

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
VA	RA	APPROVED	2022-02-14
TX	RA	APPROVED_RES	2012-12-05
DC	RA	APPROVED	2009-06-01

VA RA
APPROVED

Since 2022-02-14
TX RA
APPROVED_RES

Since 2012-12-05
DC RA
APPROVED

Since 2009-06-01

Branch Locations

1747 Pennsylvania Ave Nw Suite 900, Washington, DC 20006 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Citigroup Global Markets Inc.	Washington	DC	02/2006	Present
Morgan Stanley Smith Barney	Washington	DC	06/2009	Present
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	Present

02/2006 → Present

Citigroup Global Markets Inc.

Washington, DC
06/2009 → Present

Morgan Stanley Smith Barney

Washington, DC
01/2015 → Present

Morgan Stanley Private Bank, National Association

New York, NY

Previous Registrations

2006-02-21 → 2009-06-01

Citigroup Global Markets Inc.

Washington, DC

New York, NY

Washington, DC
2003-05-21 → 2006-02-21

Legg Mason Wood Walker, Incorporated

Washington, DC

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-05-12
S63	Uniform Securities Agent State Law Examination	1992-07-30

S66 Uniform Combined State Law Examination

2003-05-12
S63 Uniform Securities Agent State Law Examination

1992-07-30