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Shawn Steven Zoltak

Robert W. Baird & Co. Incorporated

Waukesha, WI

CRD 3138764

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Employer firm

Robert W. Baird & Co. Incorporated CRD 8158

$394B regulatory AUM 19,985 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2019-02-21
TX RA APPROVED_RES 2018-11-09
WI RA APPROVED 2004-06-01
  • FL RA
    APPROVED
    Since 2019-02-21
  • TX RA
    APPROVED_RES
    Since 2018-11-09
  • WI RA
    APPROVED
    Since 2004-06-01

Branch Locations

N17 W24222 Riverwood Dr. Ste 240, Waukesha, WI 53188 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W. Baird Milwaukee WI 06/2004 Present
  • 06/2004 → Present
    Robert W. Baird
    Milwaukee, WI
Previous Registrations
  • 2002-05-22 → 2004-04-20
    Banc One Securities Corporation
    Milwaukee, WI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-04
S63 Uniform Securities Agent State Law Examination 1999-06-14
  • S65 Uniform Investment Adviser Law Examination
    1999-12-04
  • S63 Uniform Securities Agent State Law Examination
    1999-06-14

View on SEC IAPD

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