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Phillip Dennis Johnson

Ameriprise Financial Services, LLC

Springfield, MO

Republic, MO

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 1998-11-25
  • MO RA
    APPROVED
    Since 1998-11-25

Branch Locations

1531 E Bradford Pkwy Bradford Place Executive Suites 210-3, Springfield, MO 65804-6566 • United States

Republic, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Springfield MO 05/1992 03/2020
Ameriprise Financial Services, Llc Springfield MO 03/2020 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-07-17
S63 Uniform Securities Agent State Law Examination 1998-01-14
  • S66 Uniform Combined State Law Examination
    2025-07-17
  • S63 Uniform Securities Agent State Law Examination
    1998-01-14
Other Names
  • Phil Johnson

View on SEC IAPD

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