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Michael Joseph Bernier

LPl Financial LLC

Milpitas, CA

CRD 2250502

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-06-05
  • CA RA
    APPROVED
    Since 2025-06-05

Branch Locations

Milpitas, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Western International Securities, Inc. Pasadena CA 06/1997 06/2025
Lpl Financial Llc Campbell CA 06/2025 Present
  • 06/1997 → 06/2025
    Western International Securities, Inc.
    Pasadena, CA
  • 06/2025 → Present
    Lpl Financial Llc
    Campbell, CA
Previous Registrations
  • 2018-12-06 → 2025-06-05
    Western International Securities, Inc.
    Campbell, CA
    San Jose, CA
    Pasadena, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-06-29
  • S63 Uniform Securities Agent State Law Examination
    1992-06-29

View on SEC IAPD

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