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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-10-21
  • NJ RA
    APPROVED
    Since 2024-10-21

Branch Locations

26 Main St Ste 101, Chatham, NJ 07928 • United States

1 University Plaza Dr Suite 208 [Satellite], Hackensack, NJ 07601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Paramus NJ 07/2013 11/2016
Wells Fargo Clearing Services, Llc Paramus NJ 11/2016 10/2024
Wells Fargo Advisors Financial Network, Llc Paramus NJ 10/2024 Present
Previous Registrations
Other Businesses

ROCHLIN WEALTH MANAGEMENT GROUP LLC; INV RELATED; RIVER EDGE, NJ; 100% OWNERSHIP; START DATE 10/21/2024; 5 HOURS PER MONTH; 0 DURING TRADING; FINET PRACTICE.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-10-09
  • S66 Uniform Combined State Law Examination
    2006-10-09

View on SEC IAPD

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