Adam Louis Schwartz

Employer firm

Mgfs Private Wealth, LLC CRD 332823

$117M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2013 → 11/2019
  Centurion Capital Group, Inc.
  Concord, CA
• 08/2014 → 11/2019
  Assetmark Brokerage, Llc
  Concord, CA
• 12/2019 → 01/2024
  Woodbury Financial Services, Inc.
  Oakbrook Terrace, IL
• 12/2023 → 11/2024
  Gcd Advisors, Llc
  Fort Myers, FL
• 01/2024 → Present
  Osaic Wealth, Inc.
  Oakbrook Terrace, IL
• 08/2024 → Present
  Mgfs Private Wealth, Llc
  Fort Myers, FL

Previous Registrations

• 2023-12-08 → 2024-11-12
  Gcd Advisors, Llc
  Fort Myers, FL
  Fort Myers, FL
• 2019-12-02 → 2024-01-19
  Woodbury Financial Services, Inc.
  Oakbrook Terrace, IL
  Oakbrook Terrace, IL
• 2008-07-31 → 2019-12-04
  Assetmark, Inc.
  Vernon Hills, IL
• 2005-05-03 → 2008-07-31
  Genworth Financial Asset Management, Inc
  Vernon Hills, IL
• 2003-08-25 → 2004-11-05
  John Hancock Distributors Llc
  Chicago, IL

Other Businesses

1. MGFS AUTHORS POSITION: Book Author NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 10/08/2020 ADDRESS: 1801 S Meyers Rd, Ste 150, Oakbrook Terrace IL 60181, United States DESCRIPTION: Writing a book. 2. MANAGED & GUIDED FINANCIAL STRATEGIES (MGFS) POSITION: Broker NATURE: Sole Proprietor INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 10/08/2020 ADDRESS: 1801 S Meyers Rd, Ste 150, Oakbrook Terrace IL 60181, United States DESCRIPTION: Fixed insurance product sales and service (life, health, DI, indexed) 3. A&L SCHWARTZ, LLC POSITION: Consultant NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 5 START DATE: 12/04/2019 ADDRESS: 2043 Laurel Valley Dr, Vernon Hills IL 60061, United States DESCRIPTION: Help business owners run efficient/profitable businesses 4. OSAIC WEALTH, INC. BROKER DEALER/INVESTMENT ADVISER REGISTERED REPRESENTATIVE/INVESTMENT ADVISER REPRESENTATIVE SINCE 12/2019 INVESTMENT RELTATED 5. ALJZ CONSULTING, LLC POSITION: Managing Member NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 90 START DATE: 04/10/2024 ADDRESS: 14787 Blue Bay Circle, Ft. Myers FL 33913, United States DESCRIPTION: This LLC is for the registration of my independent RIA and for tax purposes. 6. MGFS PRIVATE WEALTH, LLC POSITION: Managing Member NATURE: LLC It is the DBA for ALJZ Consulting, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 90 START DATE: 08/12/2024 ADDRESS: 14787 Blue Bay Circle, Ft. Myers FL 33913, United States DESCRIPTION: MGFS Private Wealth, LLC is dba for the independent RIA called ALJZ Consulting, LLC. 7. JJZJ, LLC BUSINESS CONSULTING OWNER/CONSULTANT SINCE 01/2022 NOT INVESTMENT RELATED

Exams

• S65 Uniform Investment Adviser Law Examination
  1993-09-27
• S63 Uniform Securities Agent State Law Examination
  1992-06-24

Designations

• Certified Financial Planner

Other Names

• Adam L Schwartz