Jeremy Robert Cole

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2012-06-04

CA RA
APPROVED

Since 2012-06-04

Branch Locations

Ventura, CA • United States

1101 Spinnaker Dr, Ventura, CA 93001-4345 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Ventura	CA	01/2014	Present

01/2014 → Present

Lpl Financial Llc

Ventura, CA

Previous Registrations

2008-07-02 → 2012-04-10

Centaurus Financial, Inc.

Ventura, CA

Anaheim, CA

Ventura, CA

Other Businesses

(1) 06/19/2014 - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - JEREMY COLE, IAA - TIME SPENT 40 HOURS PER MONTH - VENTURA, CA (2) 07/12/2024 - Other ¿ Non-Variable Insurance Trails Only - Servicing Agent - Investment Related - At Reported Business Location(s) - Start Date 07/03/2024 - 2 Hours per Month/ 1 Hour During Trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-03-21
S63	Uniform Securities Agent State Law Examination	2006-05-19

S66 Uniform Combined State Law Examination

2008-03-21
S63 Uniform Securities Agent State Law Examination

2006-05-19

View on SEC IAPD