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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2025-06-24 |
| OH | RA | APPROVED | 2025-06-24 |
Branch Locations
50 E Rivercenter Blvd Ste 915, Covington, KY 41011 • United States
4707 Executive Dr, San Diego, CA 92121-3091 • United States
50 E Rivercenter Blvd Suite 915, Covington, KY 41011 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cox Financial Corp | Cincinnati | OH | 06/1992 | 06/2025 |
| Stonex Securities Inc | Covington | KY | 03/2015 | 06/2025 |
| Stonex Advisors Inc | Covington | KY | 03/2015 | 06/2025 |
| Lpl Financial Llc | Covington | KY | 06/2025 | Present |
06/23/2025 - Patrick O'Conner - Non-Variable Insurance - Inv related - Covington, KY -06/01/1992 - 0 hrs per month - 0% time spent 06/23/2025 - Patrick O'Connor - Act in a Fiduciary Capacity- Inv Related - Covington, KY - 02/23/2000 - 0 hrs per month - 0% time spent 06/23/2025 - Patrick E. O'Connor, CPA - Business Entity For Tax Prep/Accounting/CPA -Inv related - Covington, KY - 08/13/1988 - 210 hrs per month - 25% time spent 06/23/2025 - Patrick O'Connor - Notary - Inv related - Covington, KY - 09/26/2007 - 0 hrs per month - 0% time spent 06/23/2025 - Cox Financial Corporation - DBA for LPL Business (entity for LPL business) - Inv related - Covington, KY - 05/30/1992
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1995-06-08 |
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