Holly Price Mackay

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2025-01-14

MD RA
APPROVED

Since 2025-01-14

Branch Locations

Kensington, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lincoln Financial Advisors Corporation	Kensington	MD	12/2012	12/2024
Cetera Wealth Services, Llc	El Segundo	CA	12/2024	Present
Cetera Investment Advisers Llc	Schaumburg	IL	12/2024	Present

12/2012 → 12/2024

Lincoln Financial Advisors Corporation

Kensington, MD
12/2024 → Present

Cetera Wealth Services, Llc

El Segundo, CA
12/2024 → Present

Cetera Investment Advisers Llc

Schaumburg, IL

Previous Registrations

2012-12-14 → 2025-01-16

Osaic Fa, Inc.

Rockville, MD

Vienna, VA

Kensington, MD
2010-04-27 → 2012-12-18

Capital One Financial Advisors Llc

Melville, NY

Mclean, VA
1994-06-28 → 2010-05-07

Chevy Chase Financial Services

Bethesda, MD

Bethesda, MD

Bethesda, MD

Bethesda, MD

Other Businesses

1. NAME OF OTHER BUSINESS: GAMLAND LLC; INVESTMENT RELATED: NO; ADDRESS: KENSINGTON, MD 20895 NATURE OF BUSINESS: FAMILY REAL ESTATE PROPERTIES; START DATE: 01/2010; POSITION/TITLE/RELATIONSHIP: MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: PARTICIPATE IN MANAGEMENT COMMITTEE MEETINGS; 2. NAME OF OTHER BUSINESS: MACKAY WEALTH MANAGEMENT; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: SECURITIES-RELATED DBA; START DATE: 08/2024; POSITION/TITLE/RELATIONSHIP: PRIVATE WEALTH ADVISOR; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 30; BRIEF DESCRIPTION OF DUTIES: PRIVATE WEALTH ADVISOR; 3. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 3/3/1993; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS;

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-03-25
S63	Uniform Securities Agent State Law Examination	1992-12-07

S65 Uniform Investment Adviser Law Examination

1994-03-25
S63 Uniform Securities Agent State Law Examination

1992-12-07

Designations

Certified Financial Planner

View on SEC IAPD