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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2017-03-25
NH RA APPROVED 2017-03-25
TX RA APPROVED 2017-03-25
  • ME RA
    APPROVED
    Since 2017-03-25
  • NH RA
    APPROVED
    Since 2017-03-25
  • TX RA
    APPROVED
    Since 2017-03-25

Branch Locations

360 Route 101 Unit 2, Bedford, NH 03110 • United States

Amherst, NH • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Nashua NH 01/2015 03/2017
Massachusetts Mutual Life Insurance Company Bedford NH 07/2016 Present
Mml Investors Services, Llc Bedford NH 03/2017 Present
  • 01/2015 → 03/2017
    Metlife Securities Inc.
    Nashua, NH
  • 07/2016 → Present
    Massachusetts Mutual Life Insurance Company
    Bedford, NH
  • 03/2017 → Present
    Bedford, NH
Previous Registrations
  • 2010-09-16 → 2018-02-01
    Overland Park,, KS
  • 2015-01-02 → 2017-03-25
    Msi Financial Services, Inc.
    Nashua, NH
  • 1997-12-31 → 2015-01-02
    New England Securities
    Nashua, NH
    Nashua, NH
  • 1998-03-17 → 2003-12-31
    Parks - Tuttle Financial Services, Inc.
  • 1998-03-17 → 2002-12-31
    Parks - Tuttle Financial Services, Inc.
    Bedford, NH
Other Businesses

(1)Name: Benjamin Cardinale Inv rel: Y Add: 360 Route 101 Unit 2 Bedford NH 03110 Nature: Outside Insurance; Individual and Group Life, Individual and Group Health Position: Agent Start date: 10/01/1993 No. HR/MO: 1 No. HR/MO during sec trading: 1 (2)Name: Benjamin Cardinale Inv rel: N Add: 360 Route 101 Unit 2 Bedford NH 03110 Nature: Other: LLC used for business expenses and tax purposes Position: Other - Amherst Street Expense Sharing LLC Start date: 01/01/2010 No. HR/MO: 1 No. HR/MO during sec trading: 1 Describe duties: LLC for running business expenses through, do not market under this name...

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-06-17
  • S63 Uniform Securities Agent State Law Examination
    1992-06-17
Designations

View on SEC IAPD

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