Kathryn A Sullivan

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2019 → 02/2021
  Morgan Stanley Smith Barney Llc
  Stamford, CT
• 09/2018 → 09/2019
  Merrill Lynch Bank Of America
  Stamford, CT
• 09/2019 → 12/2019
  Unemployed
  Stamford, CT
• 08/2016 → 08/2018
  Unemployed
  Darien, CT
• 02/2021 → 06/2022
  Gatehouse Financial
  Manchester, VT
• 11/2020 → 03/2021
  Bromley Mtn
  Stamford, CT
• 03/2021 → 06/2021
  Voya Financial Advisors, Inc.
  Manchester Center, VT
• 06/2021 → 06/2022
  Cetera Advisor Networks Llc
  El Segundo, CA
• 06/2022 → Present
  Morgan Stanley Smith Barney Llc
  Stamford, CT

Previous Registrations

• 2021-06-09 → 2022-07-01
  Cetera Wealth Services, Llc
  Manchester Center, VT
  Beverly, MA
• 2021-03-23 → 2021-06-09
  Voya Financial Advisors, Inc.
  Grafton, MA
  Manchester Center, VT
• 2021-01-14 → 2021-03-01
  Morgan Stanley
  Stamford, CT

Exams

• S66 Uniform Combined State Law Examination
  2021-01-14
• S63 Uniform Securities Agent State Law Examination
  1992-06-23

Other Names

• Kathryn Reynard Agnew
• Kate Agnew
• Kathryn A Sullivan
• Kathryn Sullivan