William John Chase

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	1992-08-06

FL RA
APPROVED

Since 1992-08-06

Branch Locations

1800 2Nd Street Suite 797, Sarasota, FL 34236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Massachusetts Mutual Life Insurance Comp	Sarasota	FL	01/1979	Present
Mml Investors Services, Inc.	Sarasota	FL	06/1992	Present

01/1979 → Present

Massachusetts Mutual Life Insurance Comp

Sarasota, FL
06/1992 → Present

Mml Investors Services, Inc.

Sarasota, FL

Other Businesses

NAME: WILLIAM CHASE INV REL: Y ADD: 5276 WILLOW LINKS, SARASOTA, FL 34235 NATURE: RENTAL PROPERTY POSITION: OWNER START DATE: 1988 NO HR/MO: 1 NO HR/MO DURING SEC TRADING: 0 (2) NAME: CHASE FINANCIAL GROUP INV REL: Y ADD: 1800 SECOND STREET, STE 707, SARASOTA, FL 34236 NATURE: LIFE, HEALTH, GROUP LIFE/HEALTH, FIXED ANNUITIES POSITION: SALES START DATE: 1979 NO HR/MO: 5 NO HR/MO DURING SEC TRADING: 5

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1999-02-17

S63 Uniform Securities Agent State Law Examination

1999-02-17

Other Names

Bill Chase
Iii William John Chase

View on SEC IAPD