Christopher Peter Provo

Current Employers

Employment History

• 02/2009 → 06/2018
  Lpl Financial Llc
  Shrewsbury, MA
• 10/2014 → Present
  The Patriot Financial Group, Llc
  Shrewsbury, MA
• 06/2018 → 12/2022
  Securities America, Inc.
  Shrewsbury, MA
• 12/2022 → Present
  Cetera Financial Specialists Llc
  Schaumburg, IL

Previous Registrations

• 2009-03-09 → 2015-10-28
  Lpl Financial Llc
  Shrewsbury, MA
  Charlotte, NC
  Shrewsbury, MA
  Worcester, MA
  Auburn, MA
• 2000-03-12 → 2009-02-27
  Osaic Fs, Inc.
  Shrewsbury, MA
• 2002-05-21 → 2004-09-28
  Independent Advisers Group Corp
  Worcester, MA

Other Businesses

1.THE PATRIOT FINANCIAL GROUP, LLC, INVESTMENT RELATED, ADDRESS SAME AS REGISTERED BRANCH, PRESIDENT, CEO, OWNER, INVESTMENT ADVISORY SERVICES, 40H/WEEK, SINCE 10/2014 2.PROVO WEALTH MANAGEMENT, INVESTMENT RELATED, ADDRESS SAME AS REGISTERED BRANCH, DBA FOR ADVISORY BUSINESS THROUGH THE PATRIOT FINANCIAL GROUP LLC, 40H/WEEK, SINCE 10/2014. 3.NOTARY, NOT INVESTMENT RELATED, ADDRESS SAME AS REGISTERED BRANCH, NOTARIZE DOCUMENTS FOR CLIENTS/PUBLIC, 1H/WEEK, SINCE 1/2000 4.CHRISTOPHER PROVO, NOT INVESTMENT RELATED, ADDRESS SAME AS REGISTERED BRANCH, BOOKKEEPER, COLLECT FUNDS FOR ANNUAL LAS VEGAS GOLF TOURNAMENT, SINCE 12/2020, 1H/WEEK 5.PROVO FINANCIAL SERVICES, INC., INVESTMENT RELATED, ADDRESS SAME AS REGISTERED BRANCH, PRESIDENT/CEO, DBA FOR INVESTMENT BUSINESS, MANAGE STAFF, PROVIDE FIXED INSURANCE BUSINESS, 40H/WEEK, SINCE 07/2001 6. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 06/2023; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS HEALTH; 7. NAME OF OTHER BUSINESS: PROVO WEALTH MANAGEMENT GROUP; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: INSURANCE SALES; START DATE: 07/2023; POSITION/TITLE/RELATIONSHIP: BROKER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: REFERRING BUSINESS TO SELL AND SERVICE GROUP LIFE AND DISABILITY INSURANCE; 8. NEW ENGLAND ON THE GULF, LLC, INVESTMENT RELATED, ADDRESS SAME AS REGISTERED BRANCH, PARTNER, PAY BILLS, COLLECT FUNDS, RECONCILE CHECKING ACCOUNT AS BOOKKEEPER, VACATION RENTAL, 1H/WEEK, SINCE 04/2016. 9. 385 SOUTH STREET REALTY LLC, INVESTMENT RELATED, ADDRESS SAME AS REGISTERED BRANCH, OWNER, CO-BOOKKEEPER SERVICES, 1H/WEEK, 08/2004.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-03-13
• S63 Uniform Securities Agent State Law Examination
  1992-10-19

Other Names

• Chris Provo