Richard Adam Suss

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2000 → Present
  Ubs Financial Services Inc.
  Boca Raton, FL

Other Businesses

1) IRREVOCABLE TRUST / DAVIE,FL 33328 / TRUST/ OTHER TRUSTEE FOR ILIT - IRR LIFE INS TR / TRUSTEE FOR / TRUSTEE / ANNUAL REVIEW OF LIFE POLICIES AND CRUMMEY LETTERS DURNG LIFETIME. ADMINISTRATION OF DISTRIBUTION OF ASSETS AFTER DEATH. / START DATE 6/27/2013./ /Greater Miami Business Opportunity Fund (GMBOF) / 147 Alhambra Circle Coral Gables,FL 33143 / Foundation/ Financial (Consumer & Investment Services) / GMBOF is funded by UBS Foundation (Elevating Entrepreuers Program) to lend small business owners in minority, veteren, woman community segments. / Advisor or member of an advisory committee, if the advice given will or may influence the board or other senior management or supervisory board of the organization in question / / Represent UBS in Miami Community at GMBOF events and to serve on Loan Committee for loans over $250k / Start Date 7/1/2016 / 4-8 hours per quarter We believe providing the opportunity education makes possible to those who can benefit from it the most is crucial to our community's future. / Officer / / Secretary. Responsible for communicating the organization's minutes for Board Meetings and representing the Board as an officer in the community. / Start Date 1/15/2019 / 1-2 hours per week." 4) UF Pi Kappa Alpha - Alpha Eta Chapter Alumni Association / 1904 West University Avenue Gainesville ,FL 32603 / United States / Association (e.g. Trade or Industry, Sport) / Education / The Alumni Association for Pi Kappa Alpha Fraternity at University of Florida communicates and provides engagement activities for the alumni of the Fraternity. / Advisor or advisory group member if advice given may influence an officer/board / / Advisor to the Fraternity on financial matters / Start Date 1/1/2019 / 5) Jeffrey H Rosen Irr Trust DTD 3/17/17 Richard Suss Trustee/ investment related?: yes/ Aventura, FL, 33160/ Trustee for my Cousin's family trust FBO his children. Activities include estate planning, financial planning, fiduciary oversight investing and distributions./ start date: 3/17/2017 6) The BR Family Trust Agreement, Family Trust established via estate plan for the benefit of the son of the Grantor. R.S. is cousin of the grantor, and named as Trustee. Activities include oversight of the assets and the fiduciary of caring for the financial interests of the beneficiary, start date- 12/18/2020, Aventura Florida United States-33160. 7) R.S., D.S., and J.S. JT, Renting Condo in Gainesville FL on Air BnB, Proprietor / owner, Joint Owner of Condo, start date-1/31/2019, GainesvilleFL United States-32603.

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-08-14
• S63 Uniform Securities Agent State Law Examination
  1992-08-12

Other Names

• Richard A Suss