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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2010-03-15 |
| SC | RA | APPROVED | 2010-03-12 |
Branch Locations
1156 Bowman Road, Suite 200, Mount Pleasant, SC 29464-3666 • United States
Mount Pleasant, SC • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Mount Pleasant | SC | 02/2003 | Present |
1. 12/20/2002 - INDEPENDENCE WEALTH MANAGEMENT, LTD. - INV REL - AT REPORTED LOCATION - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) 2. 09/21/2021 - Book of Brokers - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date: 09/21/2021 - 2 Hours Per Month/2 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-04-28 |
| S63 | Uniform Securities Agent State Law Examination | 1992-06-22 |
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