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Philip C Roventini

Roventini Financial Services, Inc

New City, NY

CRD 2249062

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Employer firm

Roventini Financial Services, Inc CRD 142079

$15.0M regulatory AUM 50 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Roventini Financial Services, Inc

246 N. Main St, New City, NY 10956 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-03-25
  • NY RA
    APPROVED
    Since 2021-03-25

Branch Locations

246 N. Main St, New City, NY 10956 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Roventini Cpa Pc New City NY 01/1981 Present
Roventini Financial Services, Inc New City NY 07/2021 Present
Other Businesses

Practice as a CPA. No Commissions are received.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-08-07
  • S63 Uniform Securities Agent State Law Examination
    1992-08-07
Designations
  • Chartered Financial Consultant
  • Personal Financial Specialist
Other Names
  • Philip Christopher Roventini

View on SEC IAPD

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Nearby Investors

JOHN RANDOLPH MACKENZIE
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Nearby Offices

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COMMONWEALTH FINANCIAL NETWORK · New City, NY
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