Brian Mercer Bailey

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2003 → Present
  Maple Tree Financial
  Olney, MD
• 02/1997 → 03/2021
  H. Beck, Inc.
  Rockville, MD
• 04/2021 → 05/2025
  Grove Point Advisors, Llc
  Rockville, MD
• 04/2021 → 05/2025
  Grove Point Investments, Llc
  Rockville, MD
• 05/2025 → Present
  Lpl Financial Llc
  Olney, MD

Previous Registrations

• 2021-04-01 → 2025-05-01
  Grove Point Advisors, Llc
  Olney, MD
  Rockville, MD
  Rockville, MD
• 2000-02-16 → 2021-04-01
  Grove Point Investments, Llc
  Rockville, MD
  Olney, MD
  Olney, MD

Other Businesses

1) 04/28/2025 - Maple Tree Financial Services, Inc. - Inv. Related - DBA for LPL Business (entity for LPL business) At reported business locations - Start Date:02/03/2003 - 125 Hrs/Mth - 24 Hrs During Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-03-09
• S63 Uniform Securities Agent State Law Examination
  1992-11-03

Designations

• Certified Financial Planner