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Stephen Paul Crossman

Hilltop Securities Inc.

Dallas, TX

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Current Employers
Hilltop Securities Inc.

717 N. Harwood Street Suite 3400, Dallas, TX 75201 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2011-06-09
TX RA APPROVED 2009-05-12
  • AZ RA
    APPROVED
    Since 2011-06-09
  • TX RA
    APPROVED
    Since 2009-05-12

Branch Locations

8201 Preston Rd. Suite 600, Dallas, TX 75225 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hilltop Securities Inc. Dallas TX 01/2016 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-08-04
S63 Uniform Securities Agent State Law Examination 1992-07-28
  • S65 Uniform Investment Adviser Law Examination
    1992-08-04
  • S63 Uniform Securities Agent State Law Examination
    1992-07-28
Other Names
  • Stephen P Crossman

View on SEC IAPD

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