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300 Parkland Plaza, Ann Arbor, MI 48103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2023-01-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa | Denver | CO | 05/2000 | 10/2019 |
| Tiaa-Cref Individual & Institutional Services, Llc | Denver | CO | 05/2000 | 10/2019 |
| Geneos Wealth Management | Denver | CO | 12/2019 | 04/2020 |
| Parsonex Securities Inc | Englewood | CO | 07/2020 | 01/2023 |
| Parsonex Advisory Services, Inc. | Englewood | CO | 05/2022 | 01/2023 |
| Parkland Securities, Llc | Ann Arbor | MI | 01/2023 | Present |
| Sigma Planning Corporation | Ann Arbor | MI | 01/2023 | Present |
1. Owner, Screen Door Properties LLC, Manages personal residential rental properties in Salida, CO. Start date: 6/1/99, less than 1 hr/mo. INV REL: N 2. Board member and Vice President - Salida Riverfront Condo Association, Salida, CO. Duties include oversight of HOA property manager and community relations. Start date: 12/6/2022 for a 3 year term. Approx. 1 hr/mo. INV REL: N 3. DBA - Maverick Wealth Group, Salida, CO. Offering financial services through Parkland Securities LLC and SPC. Start date: 3/12/23, approx. 160 hrs/mo, all during mkt hrs. INV REL: Y 4. Sale of non-variable insurance products, including life insurance, disability insurance and fixed annuities. Will sell through various insurance companies and 3D Advisors, an approved FMO through Parkland Securities. Start date: 4/14/23, approx. 3-5 hrs/mo. INV REL: Y
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-04-13 |
| S63 | Uniform Securities Agent State Law Examination | 2000-06-24 |
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