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Current Employers
Arrow Financial Group

31800 Northwestern Highway Suite 300, Farmington Hills, MI 48334 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2024-11-12
  • MI RA
    APPROVED
    Since 2024-11-12

Branch Locations

31800 Northwestern Highway Suite 300, Farmington Hills, MI 48334 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Royal Alliance Associates, Inc. Troy MI 01/1997 Present
Arrow Investment Management Llc Troy MI 04/2010 Present
Essex Financial Group Troy MI 12/1994 Present
  • 01/1997 → Present
    Royal Alliance Associates, Inc.
    Troy, MI
  • 04/2010 → Present
    Arrow Investment Management Llc
    Troy, MI
  • 12/1994 → Present
    Essex Financial Group
    Troy, MI
Other Businesses

1. FIRST CHURCH OF CHRIST, SCIENTIST POSITION: Clerk NATURE: church / corporation INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 02/14/2016 ADDRESS: 282 Chalfonte Avenue, Grosse Pointe Farms MI 48236 DESCRIPTION: coordinate communications among board members and church members / take Minutes of board and membership meetings / handle occasional church correspondence 2. ARROW INVESTMENT MANAGEMENT, LLC POSITION: Financial Professional IAR NATURE: Limited Liability Company^Registered Investment Adviser - INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 04/02/2012 ADDRESS: 2075 W. Big Beaver Road, Suite 420, Troy MI 48084, United States DESCRIPTION: refer financial planning and investment advisory services to ARROW Investment Management 3. ESSEX FINANCIAL GROUP POSITION: Owner - NATURE: Limited Liability Company - INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/30/1994 ADDRESS: 2075 W. Big Beaver Road, Suite 420, Troy MI 48084, United States DESCRIPTION: General business consulting and referral to other business professionals. 4. MCLEOD-KOSKI AGENCY, INC. POSITION: Other - Solicitor NATURE: Corporation - Insurance Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 11/01/2007 ADDRESS: 6001 North Adams Road, Suite 201, Bloomfield Hills MI 48304, United States DESCRIPTION: contact and refer prospective clients for personal lines and business insurance 5. GROSSE POINTE MINISTERIAL ASSOCIATION POSITION: Secretary/Treasurer NATURE: Non-Profit - INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/15/2000 ADDRESS: 282 Chalfonte Avenue, Grosse Pointe MI 48236, United States DESCRIPTION: Collect annual dues and issue checks to pay occasional expenses or donations,checks signed by other officers/ annual budget is less than $1,000 6. LAKSHORE OPTIMIST CLUB & FUND POSITION: Secretary - NATURE: Nonprofit Corporation - INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 1 START DATE: 10/01/1999 ADDRESS: 32 Lake Shore Road, Grosse Pointe MI 48236, United States DESCRIPTION: Handle correspondence & member communications 7. ARROW FINANCIAL SOLUTIONS, PLC DBA ARROW FINANCIAL GROUP POSITION: Other - Financial Professional NATURE: Limited Liability Company - INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/25/2012 ADDRESS: 2075 W. Big Beaver Road, Suite 420, Troy MI 48084, United States DESCRIPTION: This is a marketing dba for my securities business 8. ARROW RISK MANAGEMENT, LLC POSITION: Statutory Agent - NATURE: Insurance Agency - LLC INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 04/01/2010 ADDRESS: 2075 W. Big Beaver Road, Suite 420, Troy MI 48084, United States DESCRIPTION: Fixed annuity and life insurance sales 9. KENT A COMMER POSITION: Notary Public NATURE: Sole Proprietor INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 11/05/2024 ADDRESS: 1165 Maryland St, Grosse Pointe MI 48230, United States DESCRIPTION: Witness signatures as a Notary Public registered with Wayne County, Michigan

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-03-20
S63 Uniform Securities Agent State Law Examination 1992-06-22
  • S65 Uniform Investment Adviser Law Examination
    2010-03-20
  • S63 Uniform Securities Agent State Law Examination
    1992-06-22

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