Patrick Franke

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
RI	RA	APPROVED	2025-09-05

RI RA
APPROVED

Since 2025-09-05

Branch Locations

100 Westminster Street Suite 1002, Providence, RI 02903 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Raymond James & Associates	Providence	RI	04/2025	Present
Fidelity Institutional Asset Management	Smithfield	RI	01/2015	07/2020
Investor	Barrington	RI	07/2020	04/2025

04/2025 → Present

Raymond James & Associates

Providence, RI
01/2015 → 07/2020

Fidelity Institutional Asset Management

Smithfield, RI
07/2020 → 04/2025

Investor

Barrington, RI

Other Businesses

I am trustee for a SLAT that my father established and wanted me to run. Other outside business activity are passive stakes I have in limited investment partnerships (one hedge fund and one private equity investment for the Trust) and one partnership (KWK) that I have invested in personally

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-09-04
S63	Uniform Securities Agent State Law Examination	1997-08-15

S66 Uniform Combined State Law Examination

2025-09-04
S63 Uniform Securities Agent State Law Examination

1997-08-15

Other Names

Pat Franke
Patrick Thomas Franke

View on SEC IAPD